NCCI Broker-Dealer NCCI Advisory NCCI Consulting

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 
Industry and Professional Organizations and Resources

NCCI and our professionals acknowledge the value and benefits offered through active involvement and participation within our industry’s many professional organizations. The ongoing education and professional development provided through these organizations, the exposure to new developments, challenges and issues within our industry, and the opportunity to engage in a meaningful exchange of experiences and expertise through regular interaction with industry leadership and fellow professionals, enrich the industry as a whole.

NCCI maintains significant relationships and affiliations with a number of industry-related organizations, and we invite you to explore these organizations further through the links provided below:

DISCLAIMER: By clicking on the links below, you are leaving the NCCI site. NCCI does not guarantee the content or other links found in the following pages.

· Regulatory Organizations and Resources
Securities and Exchange Commission (SEC)
National Association of Securities Dealers (NASD)
North American Securities Administrators Association (NASAA)

· Industry Organizations and Resources
Securities Industry Association (SIA)

· Professional Organizations and Resources
National Society of Compliance Professionals (NSCP)

· Other Useful Links


Accreditations and Licenses

NCCI professionals represent a dynamic team of experienced professionals. Each professional is licensed and/or accredited by and through the following organizations. For your convenience, a link for each website is provided:

NASD
AAA

 

Philanthropy

NCCI recognizes the important and vital responsibility we have within our community. As a successful organization that benefits from our industry, our community and our people, NCCI is committed to enabling the continued success, vitality and enrichment of these constituencies through our philanthropic initiatives. We welcome your exploration of the following organizations and links, and invite you to share in our commitment.

Misericordia
Special Olympics
20/20
PAWS
The Humane Society
End of Life Choices



 
Mission and Values Company Information Management
NCCI Portal About Us Useful Links Who We Do It For How We Do It What We Do Who We Are Home Our Services Contact Us Industry and Professional Organizations and Resources Accreditations and Licenses Philanthropy